What is the Wells Notice?
Definition:
A letter sent by the SEC to an individual or entity when it is planning to bring an enforcement action against them giving them the opportunity (via a written response known as a Wells Submission) to persuade the regulator not to go forward with the enforcement action. Named after the Wells Committee that created the process in 1972.
You may also like:
-
Market Spotlight: How a prolonged Iran war can reopen new M&A opportunities in APAC
April 08, 2026 | Blog
-
Virtual data rooms for M&A: How to evaluate VDR software, security, and AI-powered deal platforms
April 07, 2026 | Blog
-
Market Spotlight: What now for oil and gas M&A?
March 18, 2026 | Blog
Your complete M&A platform
Datasite provides you one end-to-end platform that supports you across all stages of the deal.
Sherpany
Make meetings smart, efficient, and secure
Blueflame AI
Surface more precise investment insights
Grata
Unlock private market data and intelligence
Datasite Archive
Preserve and protect your project data
Datasite Pipeline
Capture opportunities in one place
Datasite Acquire
Trust the premier buy-side data room
Datasite Outreach
Optimize your deal marketing
Datasite Prepare
Be ready for any transaction
Datasite Diligence
Trust the premier data room